Compliance Senior Associate Mandarin Speaking

London

Full Time

ELP Consult Ltd.

Not Disclosed

1-3years

Savings Institutions

Skills

Compliance Management • Risk Management • Financial Services • PCI • Banking • Cost Accounting Standards • Quality Systems • Research Experience • NIST Standards • Securities Law • SOX • ISO 27000

The Role

This is a permanent position at a wellestablished investment company. You will play a critical role in supporting the companys compliance efforts across various facets including AML/KYC monitoring regulatory developments investment process oversight and corporate policy enforcement. This position offers the opportunity to work closely with both internal teams (including headquarters and other overseas offices) and market leading financial institutions ensuring that the company adheres to all applicable regulatory and internal compliance bestinclass practices and standards.

Main Responsibilities:

1. AML/KYC and Regulatory Compliance

Assist in conducting AML/KYC procedures with various counterparties and maintain detailed and accurate compliance records.

Stay abreast of developments in the regulatory landscape including AML/KYC sanctions foreign direct investments antitrust and data protection matters. Advise management on relevant compliance matters.

2. Investment and Asset Management Process Oversight

Ensure all investment processes comply with both regulatory and internal guidelines.

Perform compliance reviews on investment and asset management activities to uphold organisational standards.

3. Compliance Policy Implementation and Training

Support the implementation of compliance policies encompassing matters relating to conflicts of interest insider trading antibribery and and data protection.

Participate in enhancing existing compliance measures and developing new initiatives.

Facilitate compliance training sessions for employees to foster understanding and adherence to internal policies and applicable laws.

4. Operational Compliance Monitoring and Filing

Conduct regular compliance audits and inspect various business functions to ensure compliance with established protocols and regulations.

Conduct operational compliance monitoring and filing.

Requirements

Bachelor s and/or Master s degree in Law Business Finance or a related field.

Relevant experience in compliance legal or corporate secretarial roles with recognised institutions in the financial services and/or legal professional services sector. Recent graduates with strong academic records in law business or finance are also encouraged to apply.

A selfmotivated player with a proactive learning attitude and a commitment to developing compliance expertise.

High integrity and attention to detail.

Fluency in both English and Chinese (verbal and written) is a must.