Compliance Analyst

Compliance Analyst

Our client a multi asset leading financial firm are seeking to hire a Compliance Analyst in their London office, you will be part of our Global Compliance team who are passionate about GRC (Governance, Risk and Compliance) and maintain a compliance focused culture across our clients operations and global business.

Reporting to the company Director, you will primarily be involved with activities related to supporting the Compliance framework including the compliance monitoring plan and involvement in relevant projects. In addition, you will also be working closely with the Senior Compliance Manager & Compliance team to provide required support in all aspects related to the global AML optimization work plan and other projects.

This is a fixed term role for 12 months working within a flexible, collaborative and value driven environment.

Requirements

Your Key Responsibilities

Assisting the Senior Compliance Manager with executing the Compliance Monitoring Programme covering routine compliance monitoring of various aspects of the business, as well as rolling business reviews, reporting on identified weaknesses and following through to ensure implementation of agreed action points

Conducting control testing activities outlined in the Compliance Monitoring Plan or as directed by the Compliance Manager

Providing assistance with the collation of information for internal and external disputes

Answering or coordinating the responses to queries from the business to resolve compliance related issues

Owning and executing regular customer due diligence, monitoring and control activities in accordance with the delivery of the AML Program

Assisting in the review and update of compliance policies and procedures, financial crime investigations and monitoring of the firm s professional client opt up procedures

Ideally you are CPA Qualified.

Benefits